Investor Relations


Insider Ownership

Common Stock
Name of Beneficial Owner Amount and Nature of Beneficial Ownership(1) Shares Issuable Within 60 Days(2) Percent of Class
Directors
Andrew J. Harmening 298,765 0 *
John F. Bergstrom 100,000 0 *
R. Jay Gerken 2,000 0 *
Judith P. Greffin 0 0 *
Michael J. Haddad 3,662 0 *
Robert A. Jeffe 0 0 *
Eileen A. Kamerick 14,381 0 *
Gale E. Klappa 0 0 *
Cory L. Nettles 0 0 *
Karen T. van Lith 19,321 0 *
John (Jay) B. Williams 17,671 0 *
Named Executive Officers
Philip B. Flynn(4) 2,090,233 1,289,836 1.39%
Christopher J. Del Moral-Niles 188,798 92,032 *
John A. Utz 303,090 217,501 *
Randall J. Erickson 339,331 212,126 *
David Stein 291,373 176,754 *
All Directors and Executive Officers as a group (26 persons) 4,561,420 2,538,664 3.04%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.

(4) Information is derived from Mr. Flynn's last Form 4 filed with the SEC on March 17, 2021, and from the Company's most recent internal information