• NYSE: ASB
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  • 21.93
    Stock Quote ($)
  • Change ($) 0.23
  • Change (%) 1.04
  • Market Value ($M) 3,318.19
  • Volume 64,280
  • As of 08/22/2017 10:11 AM ET Minimum 20 minute delay.

Insider Ownership

Common Stock
Name of Beneficial Owner Amount and Nature of Beneficial Ownership(1) Shares Issuable Within 60 Days(2) Percent of Class
Directors
Philip B. Flynn 1,081,211 451,117 *
John F. Bergstrom 20,500 0 *
R. Jay Gerken 2,000 0 *
William R. Hutchinson 71,965 0 *
Robert A. Jeffe 0 0 *
Eileen A. Kamerick 4,500 0 *
Gale E. Klappa 0 0 *
Richard T. Lommen 163,816 0 *
Cory L. Nettles 0 0 *
Karen T. van Lith 10,000 0 *
John (Jay) B. Williams 6,000 0 *
Named Executive Officers
Christopher J. Del Moral-Niles 188,911 117,186 *
John A. Utz 73,003 *
Randall J. Erickson 126,658 53,506 *
James Yee 60,886 2,330 *
All Directors and Executive Officers as a group (26 persons) 2,747,723(3) 1,204,997 1.80%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.



Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 0 -- --
Open Market Sells (114,139) 24.79 (2,829,160)
Options Ex. & Sold 41,362 15.98 525,349
Net Shares (56,200) 22.06 (1,898,289)

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Philip B. Flynn 0 4 0 4 (20,000)
Judith M. Docter 6 4 0 10 (16,068)
John A. Utz 0 8 0 8 (16,054)
David L. Stein 0 2 0 2 (8,000)
James Yee 0 1 3 4 (4,955)

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
8/15/2017
Judith M. Docter
Chief HR Officer, EVP, EVP - Assoc.d Bank NA and Chief HR Of
Buy 10 22.82 228 Direct 8/16/2017
Other acquisition or disposition
8/15/2017
Payne, James Spencer
Chief Information & Operations Officer and EVP
Buy 14 22.82 319 Direct 8/16/2017
Other acquisition or disposition
8/15/2017
Stadler, Tammy
Corporate Controller
Buy 105 22.82 2,396 Direct 8/16/2017
Other acquisition or disposition
8/15/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Buy 113 22.82 2,578 Direct 8/16/2017
Other acquisition or disposition
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Sell (4,684) 23.55 (110,308) Direct 8/10/2017
Open market or private sale of non-derivative or derivative security
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Sell (400) 23.58 (9,430) Direct 8/10/2017
Open market or private sale of non-derivative or derivative security
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Sell (400) 23.50 (9,400) Direct 8/10/2017
Open market or private sale of non-derivative or derivative security
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Sell (5,500) 23.53 (129,388) Direct 8/10/2017
Open market or private sale of non-derivative or derivative security
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Buy 10,984 17.24 189,364 Direct 8/10/2017
Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Buy 5,234 17.38 90,967 Direct 8/10/2017
Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
8/8/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Sell (5,234) 23.58 (123,392) Direct 8/10/2017
Open market or private sale of non-derivative or derivative security
8/3/2017
Eileen A. Kamerick
Independent Director
Sell (4,500) 23.57 (106,052) Direct 8/3/2017
Open market or private sale of non-derivative or derivative security
8/1/2017
R. Jay Gerken
Director
Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017 Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017 Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017
Robert A. Jeffe
Independent Director
Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017
Eileen A. Kamerick
Independent Director
Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017
Gale E. Klappa
Director
Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017
Richard T. Lommen Jr.
Independent Director
Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
8/1/2017
Nettles, Cory L.
Independent Director
Buy 835 23.95 19,998 Direct 8/2/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)