• NYSE: ASB
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  • 23.62
    Stock Quote ($)
  • Change ($) 0.12
  • Change (%) 0.51
  • Market Value ($M) 3,574.72
  • Volume 173,345
  • As of 09/25/2017 10:51 AM ET Minimum 20 minute delay.

Insider Ownership

Common Stock
Name of Beneficial Owner Amount and Nature of Beneficial Ownership(1) Shares Issuable Within 60 Days(2) Percent of Class
Directors
Philip B. Flynn 1,081,211 451,117 *
John F. Bergstrom 20,500 0 *
R. Jay Gerken 2,000 0 *
William R. Hutchinson 71,965 0 *
Robert A. Jeffe 0 0 *
Eileen A. Kamerick 4,500 0 *
Gale E. Klappa 0 0 *
Richard T. Lommen 163,816 0 *
Cory L. Nettles 0 0 *
Karen T. van Lith 10,000 0 *
John (Jay) B. Williams 6,000 0 *
Named Executive Officers
Christopher J. Del Moral-Niles 188,911 117,186 *
John A. Utz 73,003 *
Randall J. Erickson 126,658 53,506 *
James Yee 60,886 2,330 *
All Directors and Executive Officers as a group (26 persons) 2,747,723(3) 1,204,997 1.80%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.



Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 0 -- --
Open Market Sells (59,102) 24.07 (1,422,564)
Options Ex. & Sold 10,449 19.46 124,408
Net Shares (31,753) 22.91 (888,060)

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Philip B. Flynn 0 4 0 4 (20,000)
John A. Utz 0 2 0 2 (8,054)
David L. Stein 0 2 0 2 (8,000)
James Yee 0 1 3 4 (4,955)
Judith Pepple Greffin 4 0 0 4 4,829

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
9/15/2017
R. Jay Gerken
Director
Buy 109 22.90 2,496 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017 Buy 24 22.90 550 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017 Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017 Buy 48 22.90 1,099 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Robert A. Jeffe
Independent Director
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Robert A. Jeffe
Independent Director
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Eileen A. Kamerick
Independent Director
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Eileen A. Kamerick
Independent Director
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Gale E. Klappa
Director
Buy 55 22.90 1,260 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Richard T. Lommen Jr.
Independent Director
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Richard T. Lommen Jr.
Independent Director
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Nettles, Cory L.
Independent Director
Buy 133 22.90 3,046 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Karen T. van Lith
Independent Director
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Karen T. van Lith
Independent Director
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
John F. Bergstrom
Independent Director
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
John F. Bergstrom
Independent Director
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
John Brian Williams
Independent Director and Director of Associated Bank Nationa
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
John Brian Williams
Independent Director and Director of Associated Bank Nationa
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
Judith M. Docter
Chief HR Officer, EVP, EVP - Assoc.d Bank NA and Chief HR Of
Buy 10 23.00 230 Direct 9/19/2017
Other acquisition or disposition
9/15/2017
Payne, James Spencer
Chief Information & Operations Officer and EVP
Buy 14 23.00 322 Direct 9/19/2017
Other acquisition or disposition