• NYSE: ASB
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  • 26.08
    Stock Quote ($)
  • Change ($) (0.13)
  • Change (%) (0.48)
  • Market Value ($M) 3,941.62
  • Volume 351,758
  • As of 01/22/2018 Close Minimum 20 minute delay.

Insider Ownership

Common Stock
Name of Beneficial Owner Amount and Nature of Beneficial Ownership(1) Shares Issuable Within 60 Days(2) Percent of Class
Directors
Philip B. Flynn 1,081,211 451,117 *
John F. Bergstrom 20,500 0 *
R. Jay Gerken 2,000 0 *
William R. Hutchinson 71,965 0 *
Robert A. Jeffe 0 0 *
Eileen A. Kamerick 4,500 0 *
Gale E. Klappa 0 0 *
Richard T. Lommen 163,816 0 *
Cory L. Nettles 0 0 *
Karen T. van Lith 10,000 0 *
John (Jay) B. Williams 6,000 0 *
Named Executive Officers
Christopher J. Del Moral-Niles 188,911 117,186 *
John A. Utz 129,546 73,003 *
Randall J. Erickson 126,658 53,506 *
James Yee 60,886 2,330 *
All Directors and Executive Officers as a group (26 persons) 2,747,723(3) 1,204,997 1.80%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.



Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 0 -- --
Open Market Sells (111,648) 24.82 (2,770,941)
Options Ex. & Sold 57,584 18.80 857,589
Net Shares (38,109) 22.34 (1,388,011)

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Philip B. Flynn 0 4 2 6 (22,171)
John A. Utz 0 3 2 5 (8,947)
David L. Stein 0 2 2 4 (8,444)
Hankerd, John 1 0 2 3 3,602
William R. Hutchinson 5 1 0 6 (3,471)

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
1/16/2018
Judith M. Docter
Chief HR Officer, EVP, EVP - Assoc.d Bank NA and Chief HR Of
Buy 9 26.45 238 Direct 1/17/2018
Other acquisition or disposition
1/16/2018
Kitowski, Nicole
Deputy Chief Risk Officer and Executive Vice President
Buy 3 26.45 79 Direct 1/17/2018
Other acquisition or disposition
1/16/2018
Payne, James Spencer
Chief Information & Operations Officer and EVP
Buy 12 26.45 317 Direct 1/17/2018
Other acquisition or disposition
1/16/2018
Stadler, Tammy
Corporate Controller
Buy 90 26.45 2,381 Direct 1/17/2018
Other acquisition or disposition
1/16/2018
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Buy 97 26.45 2,566 Direct 1/17/2018
Other acquisition or disposition
1/10/2018
John A. Utz
Head of Corporate Banking, EVP & Milwaukee Market President
Sell (450) 26.00 (11,700) Direct 1/12/2018
Open market or private sale of non-derivative or derivative security
1/3/2018
Braeger, Matthew
Executive VP & Deputy Chief Audit Executive
Sell (95) 25.30 (2,404) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Christopher J. Del Moral-Niles
CFO, Principal Accounting Officer, EVP, CFO - Assoc.d Bank N
Sell (694) 25.30 (17,558) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Patrick J. Derpinghaus
Chief Audit Executive, EVP, Chief Audit Executive - Assoc.d
Sell (139) 25.30 (3,517) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Judith M. Docter
Chief HR Officer, EVP, EVP - Assoc.d Bank NA and Chief HR Of
Sell (270) 25.30 (6,831) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Randall J. Erickson
Executive VP, General Counsel, Corporate Secretary & Chief R
Sell (647) 25.30 (16,369) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Philip B. Flynn
President & CEO
Sell (2,025) 25.30 (51,233) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Hankerd, John
Chief Credit Officer & Executive Vice President
Sell (276) 25.30 (6,983) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Kitowski, Nicole
Deputy Chief Risk Officer and Executive Vice President
Sell (268) 25.30 (6,780) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Timothy J. Lau
Head of Community Markets, EVP, Head of Community Markets -
Sell (268) 25.30 (6,780) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Payne, James Spencer
Chief Information & Operations Officer and EVP
Sell (284) 25.30 (7,185) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Sell (227) 25.30 (5,743) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Paul Gregory Schmidt
Head of Commercial Real Estate and EVP
Sell (233) 25.30 (5,895) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
Stadler, Tammy
Corporate Controller
Sell (250) 25.30 (6,325) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
1/3/2018
David L. Stein
Head of Consumer & Business Banking and Executive Vice Presi
Sell (320) 25.30 (8,096) Direct 1/5/2018
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3