• NYSE: ASB
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  • 24.37
    Stock Quote ($)
  • Change ($) 0.07
  • Change (%) 0.29
  • Market Value ($M) 3,683.89
  • Volume 160,610
  • As of 11/17/2017 Close Minimum 20 minute delay.

Insider Ownership

Common Stock
Name of Beneficial Owner Amount and Nature of Beneficial Ownership(1) Shares Issuable Within 60 Days(2) Percent of Class
Directors
Philip B. Flynn 1,081,211 451,117 *
John F. Bergstrom 20,500 0 *
R. Jay Gerken 2,000 0 *
William R. Hutchinson 71,965 0 *
Robert A. Jeffe 0 0 *
Eileen A. Kamerick 4,500 0 *
Gale E. Klappa 0 0 *
Richard T. Lommen 163,816 0 *
Cory L. Nettles 0 0 *
Karen T. van Lith 10,000 0 *
John (Jay) B. Williams 6,000 0 *
Named Executive Officers
Christopher J. Del Moral-Niles 188,911 117,186 *
John A. Utz 73,003 *
Randall J. Erickson 126,658 53,506 *
James Yee 60,886 2,330 *
All Directors and Executive Officers as a group (26 persons) 2,747,723(3) 1,204,997 1.80%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.



Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 0 -- --
Open Market Sells (53,404) 24.08 (1,285,848)
Options Ex. & Sold 13,852 18.34 219,850
Net Shares (26,933) 22.81 (754,021)

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Philip B. Flynn 0 4 0 4 (20,000)
John A. Utz 0 2 0 2 (8,054)
David L. Stein 0 1 0 1 (4,300)
Hankerd, John 1 0 0 1 3,898
William R. Hutchinson 5 1 0 6 (3,498)

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
11/15/2017
Braeger, Matthew
Executive VP & Deputy Chief Audit Executive
Buy 6 24.31 146 Direct 11/16/2017
Other acquisition or disposition
11/15/2017
Kitowski, Nicole
Deputy Chief Risk Officer and Executive Vice President
Buy 3 24.31 73 Direct 11/16/2017
Other acquisition or disposition
11/15/2017
Stadler, Tammy
Corporate Controller
Buy 98 24.31 2,382 Direct 11/16/2017
Other acquisition or disposition
10/30/2017
Philip B. Flynn
CEO, President & Director
Sell (10,000) 25.25 (252,500) Indirect 10/31/2017
Open market or private sale of non-derivative or derivative security
10/25/2017 Sell (4,632) 25.70 (119,052) Direct 10/25/2017
Open market or private sale of non-derivative or derivative security
10/24/2017
Hankerd, John
Chief Credit Officer & Executive Vice President
Buy 3,898 -- -- Direct 11/3/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
10/20/2017
Stadler, Tammy
Corporate Controller
Sell (756) 25.90 (19,580) Direct 10/23/2017
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
10/20/2017
Patrick J. Derpinghaus
Chief Audit Executive, EVP, Chief Audit Executive - Assoc.d
Sell (1,247) 25.90 (32,297) Direct 10/24/2017
Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
10/16/2017
Payne, James Spencer
Chief Information & Operations Officer and EVP
Buy 13 24.55 319 Direct 10/19/2017
Other acquisition or disposition
10/16/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Buy 105 24.55 2,578 Direct 10/19/2017
Other acquisition or disposition
10/16/2017
Stadler, Tammy
Corporate Controller
Buy 97 24.55 2,382 Direct 10/19/2017
Other acquisition or disposition
10/16/2017
Judith M. Docter
Chief HR Officer, EVP, EVP - Assoc.d Bank NA and Chief HR Of
Buy 9 24.55 221 Direct 10/19/2017
Other acquisition or disposition
10/11/2017
David L. Stein
Head of Consumer & Business Banking and Executive Vice Presi
Sell (4,300) -- -- Indirect 10/13/2017
Bona fide gift
9/15/2017
Judith M. Docter
Chief HR Officer, EVP, EVP - Assoc.d Bank NA and Chief HR Of
Buy 10 23.00 230 Direct 9/19/2017
Other acquisition or disposition
9/15/2017
Payne, James Spencer
Chief Information & Operations Officer and EVP
Buy 14 23.00 322 Direct 9/19/2017
Other acquisition or disposition
9/15/2017
Christopher C. Piotrowski
Chief Marketing Officer and Executive Vice President
Buy 112 23.00 2,576 Direct 9/19/2017
Other acquisition or disposition
9/15/2017
Stadler, Tammy
Corporate Controller
Buy 104 23.00 2,392 Direct 9/19/2017
Other acquisition or disposition
9/15/2017
John F. Bergstrom
Independent Director
Buy 111 22.90 2,542 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
John F. Bergstrom
Independent Director
Buy 28 22.90 641 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)
9/15/2017
R. Jay Gerken
Director
Buy 109 22.90 2,496 Direct 9/19/2017
Grant award or other acquisition pursuant to Rule 16b-3(d)