• NYSE: ASB
    SHOW MORE
  • 20.37
    Stock Quote ($)
    • Change ($) 0.06
    • Change (%) 0.30
    • Market Value ($M) 3,253.51
    • Volume 1,141,244
    As of 09/13/2019 Close Minimum 20 minute delay.

Insider Ownership

Common Stock
Name of Beneficial OwnerAmount and Nature of Beneficial Ownership(1)Shares Issuable Within 60 Days(2)Percent of Class
Directors
Philip B. Flynn1,258,486633,649 *
John F. Bergstrom20,5000*
Michael T. Crowley, Jr.884,9310*
R. Jay Gerken2,0000*
Judith P. Greffin00*
William R. Hutchinson67,333 0*
Robert A. Jeffe00*
Eileen A. Kamerick00*
Gale E. Klappa00*
Richard T. Lommen67,8280*
Cory L. Nettles00*
Karen T. van Lith10,0000*
John (Jay) B. Williams6,0000*
Named Executive Officers
Christopher J. Del Moral-Niles215,721139,648*
Randall J. Erickson167,96187,714*
John A. Utz155,448107,445*
David Stein220,501134,913*
All Directors and Executive Officers as a group (27 persons)3,619,348(3)1,420,5922.13%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.



Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 1,000 20.33 20,333
Open Market Sells (37,758) 22.01 (830,993)
Options Ex. & Sold 10,563 17.39 181,952
Net Shares (15,697) 21.10 (400,298)

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Philip B. Flynn 2 4 0 6 (8,209)
David L. Stein 2 2 0 4 (4,859)
Karen T. van Lith 6 4 0 10 (4,468)
Christopher J. Del Moral-Niles 0 1 0 1 (3,972)
John A. Utz 2 3 0 5 (2,818)

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
9/11/2019
John A. Utz
Executive VP, Head of Corporate Banking & Milwaukee Market P
Sell (2,300) 20.04 (46,092) Direct 9/12/2019
Open market or private sale of non-derivative or derivative security
9/11/2019
John A. Utz
Executive VP, Head of Corporate Banking & Milwaukee Market P
Sell (200) 20.06 (4,011) Direct 9/12/2019
Open market or private sale of non-derivative or derivative security
9/11/2019
John A. Utz
Executive VP, Head of Corporate Banking & Milwaukee Market P
Sell (500) 20.05 (10,025) Direct 9/12/2019
Open market or private sale of non-derivative or derivative security
8/15/2019
Kitowski, Nicole M.
Executive VP & Chief Risk Officer
Buy 6 18.84 113 Direct 8/19/2019
Other acquisition or disposition
8/15/2019
Christopher C. Piotrowski
Executive VP & Chief Marketing Officer
Buy 43 18.84 810 Direct 8/19/2019
Other acquisition or disposition
8/15/2019
Stadler, Tammy C.
Corporate Controller & Principal Accounting Officer
Buy 128 18.84 2,412 Direct 8/19/2019
Other acquisition or disposition
8/15/2019
Dewitt, Angie M.
Executive VP & Chief Human Resources Officer
Buy 23 18.84 433 Direct 8/19/2019
Other acquisition or disposition
8/9/2019
Christopher J. Del Moral-Niles
Executive VP & CFO
Sell (3,972) 20.28 (80,552) Indirect 8/9/2019
Open market or private sale of non-derivative or derivative security
8/8/2019 Buy 1,000 20.33 20,333 Indirect 8/9/2019
Open market or private purchase of non-derivative or derivative security
7/30/2019
Christopher C. Piotrowski
Executive VP & Chief Marketing Officer
Buy 5,492 17.24 94,682 Direct 7/31/2019
Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/30/2019
Christopher C. Piotrowski
Executive VP & Chief Marketing Officer
Buy 5,234 17.38 90,967 Direct 7/31/2019
Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
7/30/2019
Christopher C. Piotrowski
Executive VP & Chief Marketing Officer
Sell (10,726) 21.37 (229,182) Direct 7/31/2019
Open market or private sale of non-derivative or derivative security
7/16/2019
Kitowski, Nicole M.
Executive VP & Chief Risk Officer
Buy 5 20.51 103 Direct 7/17/2019
Other acquisition or disposition
7/16/2019
Christopher C. Piotrowski
Executive VP & Chief Marketing Officer
Buy 40 20.51 821 Direct 7/17/2019
Other acquisition or disposition
7/16/2019
Stadler, Tammy C.
Corporate Controller & Principal Accounting Officer
Buy 118 20.51 2,421 Direct 7/17/2019
Other acquisition or disposition
7/16/2019
Dewitt, Angie M.
Executive VP & Chief Human Resources Officer
Buy 21 20.51 431 Direct 7/17/2019
Other acquisition or disposition
6/17/2019
Dewitt, Angie M.
Executive VP & Chief Human Resources Officer
Buy 21 20.80 437 Direct 6/19/2019
Other acquisition or disposition
6/17/2019
Dewitt, Angie M.
Executive VP & Chief Human Resources Officer
Buy 47 21.10 992 Direct 6/19/2019
Other acquisition or disposition
6/17/2019
Kitowski, Nicole M.
Executive VP & Chief Risk Officer
Buy 5 20.80 104 Direct 6/19/2019
Other acquisition or disposition
6/17/2019
Christopher C. Piotrowski
Executive VP & Chief Marketing Officer
Buy 39 20.80 811 Direct 6/19/2019
Other acquisition or disposition