Investor Relations


Insider Ownership

Common Stock
Name of Beneficial Owner Amount and Nature of Beneficial Ownership(1) Shares Issuable Within 60 Days(2) Percent of Class
Directors
Philip B. Flynn 1,258,486 633,649  *
John F. Bergstrom 20,500 0 *
Michael T. Crowley, Jr. 884,931 0 *
R. Jay Gerken 2,000 0 *
Judith P. Greffin 0 0 *
William R. Hutchinson 67,333  0 *
Robert A. Jeffe 0 0 *
Eileen A. Kamerick 0 0 *
Gale E. Klappa 0 0 *
Richard T. Lommen 67,828 0 *
Cory L. Nettles 0 0 *
Karen T. van Lith 10,000 0 *
John (Jay) B. Williams 6,000 0 *
Named Executive Officers
Christopher J. Del Moral-Niles 215,721 139,648 *
Randall J. Erickson 167,961 87,714 *
John A. Utz 155,448 107,445 *
David Stein 220,501 134,913 *
All Directors and Executive Officers as a group (27 persons) 3,619,348(3) 1,420,592 2.13%

* Denotes percentage is less than 1%.

(1) Beneficial ownership includes shares with voting and investment power in those persons whose names are listed above or by their spouses or trusts. Some shares may be owned in joint tenancy, by a spouse, by a corporate entity, or in the name of a trust or by minor children. Shares include shares issuable within 60 days of the Record Date and vested and unvested service-based restricted stock.

(2) Shares subject to options exercisable within 60 days of the Record Date.

(3) Includes an aggregate of 19,664 shares that have been pledged by a director in securities brokerage accounts in compliance with Associated's Insider Trading Policy.